Senior Manager, Compliance

Job Title: Senior Manager, Compliance
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Start Date: ASAP
Reference: 8919_1553241871
Contact Name: Jin Wong
Contact Email:
Job Published: March 27, 2019 12:02

Job Description

We are now seeking for a SENIOR MANAGER, COMPLIANCE


  • Overseeing the compliance with the applicable regulation for life and general insurance business
  • Distribution compliance: provide support and perform controls/inspections on distribution channels (broker & agency)
  • Provide compliance inputs to training addressed to staff or distribution partners
  • Perform compliance risk identification, assessment, advising on the identification of mitigation actions and support on the identification on potential remedial actions
  • Advise on the product development requirements and review products' literature
  • Provide advising on data privacy requirements and the implementation of the necessary related controls
  • Perform second level controls / compliance reviews / sample checking on different compliance topics
  • Define inputs to reports to be submitted to GHK management, Risk Committee, Regional and Group Compliance
  • Advise the business functions and operations on AML/CTF & International Sanctions and ABC matters and perform related 2nd level controls
  • Work on the implementation of the Compliance related policies
  • Support the drafting or review of relevant internal procedures


  • Degree in Law / Accounting/ Economics/ Engineering or Risk Management
  • Minimum 8 years working experience, at least 5 years' experience in insurance compliance , banking or consultancy
  • Understanding of the regulatory framework, applicable regulations and compliance obligations related to the business
  • Understanding the regulatory context of the entity as part of an International Insurance Group
  • Knowledge of insurance business and operations/processes
  • Familiarity with compliance risk management methodologies and GRC (IT) tools
  • Familiarity with performing 2nd level controls
  • Ability to carry out effective communication and correspondence with internal business representatives
  • Ability to explain, train and advise on the relevant compliance policies
  • Team player with strong ability to manage time and multiple projects/tasks in an effective


Interested candidate please CLICK apply button to apply online or send your resume in MS word format to Hillman Ross Recruitment Solution Professional

For more information please contact Jin Wong +852 2986 1947

Please note that only shortlisted candidate will be notified. All information will be treated in strict confidence and solely used for recruitment purposes.